Prevention of Money Laundering
Manager: José Hervás Castro – Socio
jose@hervas-abogados.com
Prevention of Money Laundering
- Consultancy
- Risk Self-Assessment Report.
- Creation of specialised internal control bodies.
- Design of internal control policies and procedures.
- Assistance in carrying out the inherent functions of the internal control body:
- Documentation of the decisions and resolutions to be adopted.
- Drafting of the mandatory reporting that the Entity is required to make to SEPBLAC
- Assessment of the proper application of client due diligence measures
- Undertaking of the special review of risk transactions.
- Drawing up, where appropriate, the annual training plan for the following financial year.
- Drafting of the annual report or explanatory memorandum of the most relevant statistical information and activities which have occurred.
- Drawing up the plan to rectify or remedy the deficiencies identified in the external expert's report.
- External expert review.
- Training courses for the Entity’s personnel
- Sepblac supervisory procedures. Requirements and inspections.
- Requirements from other authorities.
Whistleblower channel
- Drafting of internal policies for the Internal Information System (SII).
- Assistance in the appointment of the SII manager.
- Whistleblower channel mailbox application (customisable software developed by experts which ensures the option of making anonymous complaints and compliance with the Law).